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Welcome to the Useful Information Page

 

This page reflects an ongoing effort to aggregate articles, books, studies, websites, whitepapers, and other content that may be of interest to people who are seeking deeper levels of information about the factors that affect or influence organizing and developing capital markets.

Content on this page will be updated as readers introduce new information pieces.

Contact Us to send your recommendations for Useful Capital Market Information.

Securities Regulatory Regimes

Securities Links (US) > http://www.seclinks.com

Financial Regulators Gateway (Global) > http://law.utoledo.edu/students/financialregulators

Entities that Affect Informing, Organizing, Developing, Governing, Guiding or Regulating Capital Markets

The Corporate Executive Board > http://www.executiveboard.com

Federation of Euro-Asian Stock Exchanges (FEAS) > www.feas.org

Financial Regulators Gateway > http://law.utoledo.edu/students/financialregulators

Funding of SMEs and mid-market companies by Securitisation > http://vinodkothari.com/smefunding.htm

International Association of Exchanges of the CIS Countries (IAEx of CIS) > www.mab-sng.org

International Organization for Securities Commissions (IOSCO) > www.iosco.org

Investment Industry Association of Canada (IIAC) > www.iiac.ca

Mondo Visione > Handbook Online > Exchange Websites >http://www.exchange-handbook.co.uk/index.cfm?section=exchangesweb

North American Securities Administrators Association (NASAA) > http://www.nasaa.org

Public Company Accounting Oversight Board (PCAOB) >http://www.pcaobus.org

Securities Industry and Financial Markets Association (SIFMA) >www.sifma.org

Society of Corporate Secretaries and Governance Professionals, Inc. >http://www.governanceprofessionals.org/

The Conference Board >http://www.conference-board.org

The Corporate Counsel.net >http://www.thecorporatecounsel.net/home.asp

The Corporate Executive Board >http://www.executiveboard.com

The D&O Diary >http://dandodiary.blogspot.com

World Economic Forum >http://www.weforum.org/en/index.htm

World Federation of Exchanges >http://www.world-exchanges.org/WFE/home.Asp

World Resources Institute >http://www.wri.org/

Organizations that Center on SMEs

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recommend Organizations that address SME Capital Markets.

Center for SME Research > http://www.une.edu.au/sme

Hong Kong Trade Development Council SME Forum > http://forum.tdctrade.com/cgi-bin/Ultimate.cgi?w_sid=194&w_pid=690&w_nid=10408&w_cid=3&w_idt=1900-01-01&w_sid=194&w_pid=690&w_nid=10408&w_cid=&w_idt=1900-01-01&w_oid=&w_jid=

Institute of Corporate Directors > Small and Medium-Sized Enterprises - Board Effectiveness Program > http://www.icd.ca/Content/NavigationMenu/EducationPrograms/SMEBoardEffectivenessProgram/default.htm

Inter-American Development Bank: Micro, Small and Medium Enterprise > http://www.iadb.org/sds/mic/index_mic_e.htm

New Zealand Centre for SME Research > http://sme-centre.massey.ac.nz

Small and Medium Enterprise Development Authority – SMEDA > http://www.smeda.org/index.php

SME Development Forum (SDF) > www.sme-bd.org

SME Union > http://www.sme-union.org

United Nations Institute for Training and Research Programs for Debt and Financial Management (UNITAR/DFM) > http://www.unitar.org/dfm

World Association for Small and Medium Enterprises to UNIDO > http://www.wasme4unido.homestead.com

World Intellectual Property Association: Small and Medium Enterprises (SMEs ( Division) > http://www.wipo.int/sme/en

Articles, Books, Information Pieces, Presentations, Studies and Whitepapers

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to recommend additions toCapital Market Articles, Books, Information Pieces, Presentations, Studies and Whitepapers

Andritzky, Jochen R, Capital Market Development in a Small Country: The Case of Slovenia, © 2007 International Monetary Fund > http://www.imf.org/external/pubs/ft/wp/2007/wp07229.pdf

ASX Capital Markets Survey - SMEs > http://www.asx.com.au/resources/newsletters/listed_at_asx/20050621_capital_markets_survey.htm

Berger, Allen N., Potential Competitive Effects of Basel II on Banks in SME Credit Markets in the United States, Board of Governors of the Federal Reserve System, February 2004, http://www.federalreserve.gov/generalinfo/basel2/docs2004/basel2sme508.pdf

China Securities Regulatory Commission, “Seminar on “the Capital Market and the State Strategy of Autonomous Innovation” by the Research Center of the China Securities Regulatory Commission (CSRC), http://www.csrc.gov.cn/n575458/n4001948/n4002030/4213697.html

Clemenz, Gerhard. Lecture Notes in Economics and Mathematical Systems: Credit Markets with Asymmetric Information. Berlin Heidelberg New York London Paris Toyko: Springer-Verlag, 1986.

Development of SME Securitization in Germany > http://www.kfw.de/EN_Home/Loan_Securitisation/German_Securitisation_Market/SME_CLOs/E_Deutschland_Mittelstandsverbriefungen_6_2007.pdf

Grant Thornton, “The 2007 Global Growth Markets Guide”, Online at http://www.gt.com/staticfiles//GTCom/files/International%20publications/2007%20Global%20Growth%20Markets%20Guide.pdf

Hayek, F. A., "The Use of Knowledge in Society". American Economic Review, xxxv, No. 4; September, 1945, pp. 519-30, 1945, Online http://www.econlib.org/Library/Essays/hykKnw1.html

Hussien Abd Almottaleb Alasrag, “ENHANCING COMPETITIVENESS FOR SMES IN THE ARAB COUNTRIES”, November 2006, Online at: http://mpra.ub.uni-muenchen.de/4110/01/MPRA_paper_4110.pdf, MPRA Paper No. 4110, posted 16, July 2007

Latin American countries, Inter-American Development Bank > Infrastructure and Financial Markets, Online at http://www.iadb.org/sds/IFM/index_ifm_e.htm

Latin American countries, Inter-American Development Bank > Micro, Small and Medium Enterprise, Online at http://www.iadb.org/sds/mic/index_mic_e.htm

Myerson, Roger B., “FUNDAMENAL THEORY OF INSTITUTIONS: A LECTURE IN HONOR OF LEO HURWICZ”. Online at http://home.uchicago.edu/~rmyerson/hurwicz.pdf

O’Connor, Thomas G., “Does Cross-Listing in the U.S. cause value?”, Department of Economics, National University of Ireland, Maynooth, Co. Kildare, Ireland, 18th February 2005. Online at http://www.ccmconsults.com/pdfs/Crosslisting.pdf

Odife, Dennis O., Chief and Cohn, Stuart R., “Promoting Growth in African Capital Markets”, Copyright @ 2002 United Nations Institute for Training and Research (UNITAR)., (Article Reference: Document No.18, November 2002), Online at http://www.unitar.org/dfm/Resource_Center/Document_Series/Summary/Doc18.htm

Osborne, Martin J. and Rubinstein, Ariel “Bargaining and Markets”, ISBN 0-12-528632-5, Copyright 1990 by Academic Press, Online at http://ww2.economics.utoronto.ca/osborne/bm/viewpdf.php?enc_filename=bargmkt.pdf

Peterson RL. 2007. Inside the Investor's Brain: The Power of Mind Over Money. Hoboken, New Jersey: John Wiley & Sons, Inc. 392 p

Rubinstein, Ariel “Lecture Notes in Microeconomic Theory: The Economic Agent” Published by Princeton University Press and copyrighted, © 2006, by Princeton University Press, Online available from http://press.princeton.edu/rubinstein or http://arielrubinstein.tau.ac.il/Rubinstein2005.pdf

Tatum D. 2007, No Man's Land: What to do When Your Company is Too big to be Small but Too Small to be Big. New York: Penguin Group. 245p.

The Estoril Declaration” at the Forum Financing Innovation: Principles and Good Practice Policies on the Financing Innovation Value Chain» - Estoril, 8th-9th October, 2007, Online at > http://www.eu2007.pt/UE/vEN/Noticias_Documentos/20071012DeclarationEstoril.htm

The Geneva Private Capital Symposium: Investing Private Capital in Emerging and Frontier Market SMEs (Click on the speakers name to read their presentation) > http://www.geneva-private-capital-symposium.com/web/presentation.html

Tirole, J., “The Theory of Corporate Finance” Book Description Contents with Links to Sample Chapters, Online http://press.princeton.edu/tirole or http://press.princeton.edu/tirole/front.pdf

Weller, Jürgen, Policy Recommendations: Promoting SME Development, “Job Creation in the Western Hemisphere: Reviewing Best Practices and Setting a New Policy Agenda”, Washington, D.C., October 21, 2004, ECLAC > www.summit-americas.org/Panels/Payments_in_the_Americas/Weller%20SME%20(English).ppt

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to send recommendations for other links to useful information about entry level capital markets.

Click/CapitalMarketInformationPieces_View.aspx to review or add Capital Market Whitepapers.