Welcome to the Useful Information Page
This page reflects an ongoing effort to aggregate articles, books, studies, websites, whitepapers, and other content that may be of interest to people who are seeking deeper levels of information about the factors that affect or influence organizing and developing capital markets.
Content on this page will be updated as readers introduce new information pieces.
Contact Us to send your recommendations for Useful Capital Market Information.
Securities Regulatory Regimes
Securities Links (US) > http://www.seclinks.com
Financial Regulators Gateway (Global) > http://law.utoledo.edu/students/financialregulators
Entities that Affect Informing, Organizing, Developing, Governing, Guiding or Regulating Capital Markets
The Corporate Executive Board > http://www.executiveboard.com
Federation of Euro-Asian Stock Exchanges (FEAS) > www.feas.org
Financial Regulators Gateway > http://law.utoledo.edu/students/financialregulators
Funding of SMEs and mid-market companies by Securitisation > http://vinodkothari.com/smefunding.htm
International Association of Exchanges of the CIS Countries (IAEx of CIS) > www.mab-sng.org
International Organization for Securities Commissions (IOSCO) > www.iosco.org
Investment Industry Association of Canada (IIAC) > www.iiac.ca
Mondo Visione > Handbook Online > Exchange Websites >http://www.exchange-handbook.co.uk/index.cfm?section=exchangesweb
North American Securities Administrators Association (NASAA) > http://www.nasaa.org
Public Company Accounting Oversight Board (PCAOB) >http://www.pcaobus.org
Securities Industry and Financial Markets Association (SIFMA) >www.sifma.org
Society of Corporate Secretaries and Governance Professionals, Inc. >http://www.governanceprofessionals.org/
The Conference Board >http://www.conference-board.org
The Corporate Counsel.net >http://www.thecorporatecounsel.net/home.asp
The Corporate Executive Board >http://www.executiveboard.com
The D&O Diary >http://dandodiary.blogspot.com
World Economic Forum >http://www.weforum.org/en/index.htm
World Federation of Exchanges >http://www.world-exchanges.org/WFE/home.Asp
World Resources Institute >http://www.wri.org/
Organizations that Center on SMEs
Contact Us to
recommend Organizations that address SME Capital Markets.
Center for SME Research > http://www.une.edu.au/sme
Hong Kong Trade Development Council SME Forum > http://forum.tdctrade.com/cgi-bin/Ultimate.cgi?w_sid=194&w_pid=690&w_nid=10408&w_cid=3&w_idt=1900-01-01&w_sid=194&w_pid=690&w_nid=10408&w_cid=&w_idt=1900-01-01&w_oid=&w_jid=
Institute of Corporate Directors > Small and Medium-Sized Enterprises - Board Effectiveness Program > http://www.icd.ca/Content/NavigationMenu/EducationPrograms/SMEBoardEffectivenessProgram/default.htm
Inter-American Development Bank: Micro, Small and Medium Enterprise > http://www.iadb.org/sds/mic/index_mic_e.htm
New Zealand Centre for SME Research > http://sme-centre.massey.ac.nz
Small and Medium Enterprise Development Authority – SMEDA > http://www.smeda.org/index.php
SME Development Forum (SDF) > www.sme-bd.org
SME Union > http://www.sme-union.org
United Nations Institute for Training and Research Programs for Debt and Financial Management (UNITAR/DFM) > http://www.unitar.org/dfm
World Association for Small and Medium Enterprises to UNIDO > http://www.wasme4unido.homestead.com
World Intellectual Property Association: Small and Medium Enterprises (SMEs ( Division) > http://www.wipo.int/sme/en
Articles, Books, Information Pieces, Presentations, Studies and Whitepapers
Contact Us
to recommend additions toCapital Market Articles, Books, Information Pieces, Presentations, Studies and Whitepapers
Andritzky, Jochen R, Capital Market Development in a Small Country: The Case of Slovenia, © 2007 International Monetary Fund > http://www.imf.org/external/pubs/ft/wp/2007/wp07229.pdf
ASX Capital Markets Survey - SMEs > http://www.asx.com.au/resources/newsletters/listed_at_asx/20050621_capital_markets_survey.htm
Berger, Allen N., Potential Competitive Effects of Basel II on Banks in SME Credit Markets in the United States, Board of Governors of the Federal Reserve System, February 2004, http://www.federalreserve.gov/generalinfo/basel2/docs2004/basel2sme508.pdf
China Securities Regulatory Commission, “Seminar on “the Capital Market and the State Strategy of Autonomous Innovation” by the Research Center of the China Securities Regulatory Commission (CSRC), http://www.csrc.gov.cn/n575458/n4001948/n4002030/4213697.html
Clemenz, Gerhard. Lecture Notes in Economics and Mathematical Systems: Credit Markets with Asymmetric Information. Berlin Heidelberg New York London Paris Toyko: Springer-Verlag, 1986.
Development of SME Securitization in Germany > http://www.kfw.de/EN_Home/Loan_Securitisation/German_Securitisation_Market/SME_CLOs/E_Deutschland_Mittelstandsverbriefungen_6_2007.pdf
Grant Thornton, “The 2007 Global Growth Markets Guide”, Online at http://www.gt.com/staticfiles//GTCom/files/International%20publications/2007%20Global%20Growth%20Markets%20Guide.pdf
Hayek, F. A., "The Use of Knowledge in Society". American Economic Review, xxxv, No. 4; September, 1945, pp. 519-30, 1945, Online http://www.econlib.org/Library/Essays/hykKnw1.html
Hussien Abd Almottaleb Alasrag, “ENHANCING COMPETITIVENESS FOR SMES IN THE ARAB COUNTRIES”, November 2006, Online at: http://mpra.ub.uni-muenchen.de/4110/01/MPRA_paper_4110.pdf, MPRA Paper No. 4110, posted 16, July 2007
Latin American countries, Inter-American Development Bank > Infrastructure and Financial Markets, Online at http://www.iadb.org/sds/IFM/index_ifm_e.htm
Latin American countries, Inter-American Development Bank > Micro, Small and Medium Enterprise, Online at http://www.iadb.org/sds/mic/index_mic_e.htm
Myerson, Roger B., “FUNDAMENAL THEORY OF INSTITUTIONS: A LECTURE IN HONOR OF LEO HURWICZ”. Online at http://home.uchicago.edu/~rmyerson/hurwicz.pdf
O’Connor, Thomas G., “Does Cross-Listing in the U.S. cause value?”, Department of Economics, National University of Ireland, Maynooth, Co. Kildare, Ireland, 18th February 2005. Online at http://www.ccmconsults.com/pdfs/Crosslisting.pdf
Odife, Dennis O., Chief and Cohn, Stuart R., “Promoting Growth in African Capital Markets”, Copyright @ 2002 United Nations Institute for Training and Research (UNITAR)., (Article Reference: Document No.18, November 2002), Online at http://www.unitar.org/dfm/Resource_Center/Document_Series/Summary/Doc18.htm
Osborne, Martin J. and Rubinstein, Ariel “Bargaining and Markets”, ISBN 0-12-528632-5, Copyright 1990 by Academic Press, Online at http://ww2.economics.utoronto.ca/osborne/bm/viewpdf.php?enc_filename=bargmkt.pdf
Peterson RL. 2007. Inside the Investor's Brain: The Power of Mind Over Money. Hoboken, New Jersey: John Wiley & Sons, Inc. 392 p
Rubinstein, Ariel “Lecture Notes in Microeconomic Theory: The Economic Agent” Published by Princeton University Press and copyrighted, © 2006, by Princeton University Press, Online available from http://press.princeton.edu/rubinstein or http://arielrubinstein.tau.ac.il/Rubinstein2005.pdf
Tatum D. 2007, No Man's Land: What to do When Your Company is Too big to be Small but Too Small to be Big. New York: Penguin Group. 245p.
The Estoril Declaration” at the Forum Financing Innovation: Principles and Good Practice Policies on the Financing Innovation Value Chain» - Estoril, 8th-9th October, 2007, Online at > http://www.eu2007.pt/UE/vEN/Noticias_Documentos/20071012DeclarationEstoril.htm
The Geneva Private Capital Symposium: Investing Private Capital in Emerging and Frontier Market SMEs (Click on the speakers name to read their presentation) > http://www.geneva-private-capital-symposium.com/web/presentation.html
Tirole, J., “The Theory of Corporate Finance” Book Description Contents with Links to Sample Chapters, Online http://press.princeton.edu/tirole or http://press.princeton.edu/tirole/front.pdf
Weller, Jürgen, Policy Recommendations: Promoting SME Development, “Job Creation in the Western Hemisphere: Reviewing Best Practices and Setting a New Policy Agenda”, Washington, D.C., October 21, 2004, ECLAC > www.summit-americas.org/Panels/Payments_in_the_Americas/Weller%20SME%20(English).ppt
Please click Contact Us
to send recommendations for other links to useful information about entry level capital markets.
Click/CapitalMarketInformationPieces_View.aspx to review or add Capital Market Whitepapers.